Daniel M. Stephanian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Martin Stephanian JR was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1981. Daniel had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - February 17, 2015
STEPHANIAN ADVISORS
March 9, 1992 - May 31, 1994
WALNUT STREET SECURITIES, INC.
September 30, 1989 - May 20, 1991
OMNIVEST, INC.
January 5, 1989 - September 12, 1989
WALL STREET WEST, INC.
November 7, 1988 - January 10, 1989
CENTRAL DISCOUNT STOCKBROKERS, INC.
October 17, 1985 - November 8, 1988
VSR FINANCIAL SERVICES, INC.
February 1, 1985 - November 1, 1985
LEHMAN BROTHERS INC.
March 23, 1981 - December 5, 1984
WALL STREET WEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEPHANIAN ADVISORS
CRD#: 112843 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
