TJ
Thomas E. Jackson
KESTRA ADVISORY SERVICES
Charlottesville, VA 22911
Some features on this profile are disabled
CRD#: 7263271
TJ
Professional summary
Thomas Elliott Jackson is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Charlottesville, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Charlottesville, Virginia.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Thomas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: PIEDMONT WEALTH MANAGEMENT POSITION: Registered Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Provide support to advisors for the following: Manage client meetings and relationships. Make trading recommendations and provide ongoing financial planning advice. Business Name: GHD HOLDINGS, LLC POSITION: Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Involved in duties for a business owner of a financial planning and investment management business. Help lead advisors implement activities such as: Meeting with clients and implementing advisor recommendations. Financial Planning and ongoing client relationship management. Business Name: NOTARY POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Witness signatures and document this
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Elliott Jackson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 600 Peter Jefferson Parkway Suite 250, Charlottesville, VA 22911RIA
CRD#: 283330
Charlottesville, VA
Current
May 28, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 600 Peter Jefferson Parkway Suite 370, Charlottesville, VA 22911BD
CRD#: 42046
Charlottesville, VA
Past
February 23, 2022 - June 12, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTESVILLE, VA
Past
November 4, 2021 - June 12, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTESVILLE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Virginia(5/28/2025)
IAR
Virginia(5/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/4/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
