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Barbara Lynn Dillaway

CRD# 7263162·Registered 2020 - 2022
Previously Registered: Being a previously registered professional could mean that Barbara is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Barbara Lynn Dillaway, who also goes by Barbara Dillaway Rutledge, Barbara Rutledge Dillaway, was a registered financial advisor. Barbara was a previously registered financial professional and started their career in finance 2020 - 2022. Barbara had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barbara Dillaway Rutledge, Barbara Rutledge Dillaway

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Las Cruces, NM
October 22, 2020 - October 25, 2022
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Las Cruces, NM
September 5, 2020 - October 25, 2022

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Current Firm

AA
AVANTAX ADVISORY SERVICES

1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

Contact Information

Main Address

3200 Olympus Blvd Suite 100, Dallas, TX 75019

Phone Number

(972) 870-6000

# of Employees

2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory Assets Under Management

Total Number of Accounts

140,306

AUM (Assets Under Management)

$46,109,939,749

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/13/2024Cover PageReport
11/28/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Johnson Financial Services, Inc.~'IR'~253 W. Hadley Avenue~Las Cruces~NM~88005~Other~Employee~1/2/2020~60hrs~40hrs~Tax and administrative activities exclusively.|Coco and Carmen~'NIR'~6600 Camino Encanto~La Mesa~NM~88044~Other~Independent Contractor~12/1/2019~2hrs~1hrs~Coco and Carmen was an offshoot of a direct sales business in which I engaged (Magnolia and Vine). When MV closed all consultants were offered an affiliate relationship with CC. I have maintained my online presence with the CC brand because a main product line from MV will become available through CC late in 2020. I have not had earnings from this activity.|Tula Xii~'NIR'~6600 Camino Encanto~La Mesa~NM~88044~Other~Independent Contractor~1/1/2020~10hrs~2hrs~Sales/networking/marketing both in person and online via various social media channels are my duties and comprise almost all of the activities in which I engage. When social distancing ends I will be able to add in-home sales parties, vendor events and trade shows, networking lunches.|

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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