Samantha E. Mello
Professional summary
Samantha Elizabeth Mello, who also goes by Samantha Mello, Sammy Mello, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Washington, District Of Columbia.
Samantha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Samantha has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samantha Elizabeth Mello's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1445 New York Ave Nw 4th Floor, Washington, DC 20005September 11, 2020 - September 16, 2021
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/17/2024)
Exams
Series 7TO
Date: 9/11/2020
General Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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