Keith S. Stacy

RASKIN GLOBAL

Hypoluxo, FL

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CRD#: 7262734

Professional summary

Keith Steele Stacy is a registered financial advisor currently at RASKIN GLOBAL INC. located in Hypoluxo, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Keith has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Raskin Global, LLC; Yes; Phoenix, MD; Insurance Planning; Insurance Agent; 02/2024; 16/ HRS MO; 12/ HRS MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Steele Stacy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2023 - Present

RASKIN GLOBAL INC.

RIA

CRD#: 313300

Hypoluxo, FL

Past

June 15, 2020 - November 30, 2023

SMARTPLAN INVESTING

RIA

CRD#: 141977

JUNO BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/25/2023)

IAR

Maryland
(12/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2020

Uniform Investment Adviser Law Examination

Current Firm

RASKIN GLOBAL INC.

CRD#: 313300 / SEC#:

Delaware

Registered Investment Advisory firm - (10/25/2021 Approved)

Florida

Registered Investment Advisory firm - (6/17/2021 Approved)

Louisiana

Registered Investment Advisory firm - (5/6/2021 Approved)

Maryland

Registered Investment Advisory firm - (4/30/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/3/2021 Approved)

Texas

Registered Investment Advisory firm - (8/13/2021 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (5/11/2021 Approved)

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Contact information

Main Address

3312 Papermill Road Suite 202, Phoenix, MD 21131

Mailing Address

Phone number

(443) 212-1122

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 15,093,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith S. Stacy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Steele Stacy's CRS (Customer Relationship Summary).

Certified licenses

Experience

RASKIN GLOBAL INC.

SMARTPLAN INVESTING

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2020

Current Firm

RASKIN GLOBAL INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RASKIN GLOBAL INC.

TRUST BUT VERIFY

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