AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DO

David A. Ortiz

L&S PRIVATE WEALTH
OKLAHOMA CITY, OK 73112
Some features on this profile are disabled
CRD#: 7262721
DO

Professional summary

David Alan Ortiz is a registered financial advisor currently at L&S PRIVATE WEALTH, LLC located in Oklahoma City, Oklahoma.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. David has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Ortiz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

L&S PRIVATE WEALTH, LLC

Office #1: 3030 Nw Expressway Suite 700, Oklahoma City, OK 73112
RIA
CRD#: 339946
OKLAHOMA CITY, OK
Past

October 5, 2023 - September 16, 2024

OSAIC WEALTH, INC.

RIA
CRD#: 23131
Norman, OK
Past

October 5, 2023 - September 16, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
Norman, OK
Past

September 16, 2020 - October 6, 2023

ARVEST WEALTH MANAGEMENT

RIA
CRD#: 42057
NORMAN, OK
Past

July 21, 2020 - October 6, 2023

ARVEST WEALTH MANAGEMENT

BD
CRD#: 42057
NORMAN, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(1/26/2026)
IAR
Texas
(1/20/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/21/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/18/2020
Securities Industry Essentials Examination

Current Firm

LP
L&S PRIVATE WEALTH, LLC
L&S PRIVATE WEALTH, LLC | YESAK, LLC

CRD#: 339946 / SEC#: 801-135134

RIA
Registered Investment Advisory firm - (1/14/2026 120-Day Approval)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3030 Nw Expressway Suite 700, Oklahoma City, OK 73112
Mailing Address
Phone number
(405) 614-3106
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

L&S PRIVATE WEALTH ADV PART A (1/20/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

L&S PRIVATE WEALTH, LLC

CRD#: 339946Oklahoma City, OK 73112

TRUST BUT VERIFY

Monitor David Ortiz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

SH
Shih Ting HungAdvisorCheck Check Mark
GOLDMAN SACHS & CO. LLC
PR
NEW YORK, NY
Neal Jones Hansen
Neal HansenAdvisorCheck Check Mark
NET WORTH ADVISORY GROUP, LLC
IAR
Sandy, UT
Glenn C Sanger-hodgson
Glenn Sanger-hodgsonAdvisorCheck Check Mark
SHONAN GOLD FINANCIAL LLC
IAR
TALLAHASSEE, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.