Scott H. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Hugh Evans, who also goes by Scott H Evans, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1981. Scott had worked at 10 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 1999 - February 24, 2003
ESSEX NATIONAL SECURITIES, LLC
October 11, 1996 - July 22, 1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
November 10, 1994 - August 30, 1996
ESSEX NATIONAL SECURITIES, LLC
January 8, 1993 - October 24, 1994
DETWILER FENTON WEALTH MANAGEMENT INC
March 29, 1990 - June 20, 1990
SHEEN FINANCIAL RESOURCES, INC.
March 27, 1989 - November 25, 1989
MORGAN STANLEY DW INC.
September 8, 1988 - February 17, 1989
LEHMAN BROTHERS INC.
January 1, 1988 - September 10, 1988
BARNETT INVESTMENTS, INC.
June 26, 1984 - October 13, 1987
BARNETT INVESTMENTS, INC.
September 10, 1982 - January 10, 1983
DIS-COM SECURITIES, INC.
November 25, 1981 - January 27, 1982
CITIGROUP GLOBAL MARKETS INC.
March 23, 1981 - November 11, 1981
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
