Cheryl E. Sillings

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CRD#: 726233

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cheryl Eileen Sillings, who also goes by Cheryl Eileen Crane, was a registered financial professional .

Cheryl is a previously registered financial professional and started their career in finance in 1981. Cheryl had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cheryl Eileen Crane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 13, 2010 - September 4, 2013

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

SOUTH LAKE TAHOE, CA

Past

April 9, 2010 - September 4, 2013

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

SOUTH LAKE TAHOE, CA

Past

July 31, 2007 - April 6, 2010

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

SOUTH LAKE TAHOE, CA

Past

July 17, 2007 - April 6, 2010

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

SOUTH LAKE TAHOE, CA

Past

June 27, 2007 - July 23, 2007

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

LOS ANGELES, CA

Past

June 27, 2007 - July 23, 2007

WEDBUSH SECURITIES INC.

CRD#: 877

LOS ANGELES, CA

Past

December 22, 1997 - July 3, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

SOUTH LAKE TAHOE, CA

Past

January 21, 1992 - July 3, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SOUTH LAKE TAHOE, CA

Past

February 14, 1983 - January 17, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 23, 1981 - March 1, 1983

UBS FINANCIAL SERVICES INC.

CRD#: 8174

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/21/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/21/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/1993

General Securities Principal Examination

Current Firm

NEWPORT COAST SECURITIES, INC.

GRANT BETTINGEN, INC. | NEWPORT COAST SECURITIES, INC. | NEWPORT COAST SECURITIES | NEWPORT COAST ASSET MANAGEMENT

CRD#: 16944 / SEC#: 801-67802, 8-34790

Terminated by SEC on 10/02/2016

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Contact information

Main Address

1720 Garry Ave. #108, Santa Ana, CA 92705

Mailing Address

Phone number

Established

California since 03/06/1985

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

PART 2A (3/18/2016)

Direct owners and executive officers

Name	Position	CRD#
RUBICON FINANCIAL INCORPORATED	OWNER
KESSLER, KRISTOPHER CHARLES	COO	4543640
LEE, KEVIN CHONG	CHIEF COMPLIANCE OFFICER	3143283
ONESTO, RICHARD ERNEST	FINOP/CFO	2453096
ONESTO, RICHARD ERNEST	CEO	2453096

Disclosures

Regulatory Event	12
Arbitration	7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cheryl E. Sillings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NEWPORT COAST SECURITIES, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/1997

Series 63

Date: 9/22/1983

Series 3

Date: 3/21/1983

Series 7

Date: 3/21/1981

Series 24

Date: 6/1/1993

Current Firm

NEWPORT COAST SECURITIES, INC.

Contact information

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NEWPORT COAST SECURITIES, INC.

TRUST BUT VERIFY

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