DL

Donald C. Levine

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CRD#: 726224
DL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Christopher Levine, who also goes by Donald Christopher Levin, Donald Christophe Levine, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1981. Donald had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 5 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Donald Christopher Levin | Donald Christophe Levine

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 10, 1999 - June 2, 2017

SENIOR MANAGEMENT GROUP, LLC

RIA
CRD#: 123928
CONSHOHOCKEN, PA
Past

November 23, 1998 - December 15, 2000

HOWARD WEIL INCORPORATED

BD
CRD#: 30958
NEW ORLEANS, LA
Past

April 22, 1997 - April 10, 1998

RUTHERFORD, BROWN & CATHERWOOD, LLC

BD
CRD#: 10306
PHILADELPHIA, PA
Past

January 1, 1993 - December 10, 1993

MERCER SECURITIES, LTD.

BD
CRD#: 30903
Past

May 8, 1987 - January 8, 1991

BRYN MAWR SECURITIES INC.

BD
CRD#: 17953
KING OF PRUSSIA, PA
Past

March 23, 1981 - May 21, 1985

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/21/1997
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 10/14/1981
Interest Rate Options Examination

Current Firm


SM
SENIOR MANAGEMENT GROUP, LLC
SENIOR MANAGEMENT GROUP, LLC

CRD#: 123928 / SEC#:

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Contact information


Main Address
125 Strafford Avenue, Suite 112, Wayne, PA 19087
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SENIOR MANAGEMENT GROUP, LLC

CRD#: 123928

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