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AB

Alec L. Blomquist

ROVIN CAPITAL
Mesa, AZ 85201
Some features on this profile are disabled
CRD#: 7262078
AB

Professional summary

Alec L Blomquist, who also goes by Alec Blomquist L, is a registered financial advisor currently at ROVIN CAPITAL located in Mesa, Arizona.

Alec is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Alec has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alec Blomquist L

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alec L Blomquist's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2021 - Present

ROVIN CAPITAL

Office #1: 1 N. Macdonald Suite 201, Mesa, AZ 85201
RIA
CRD#: 152662
Mesa, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROVIN CAPITAL
ROVIN CAPITAL
FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL

CRD#: 152662 / SEC#: 801-71109

RIA
Registered Investment Advisory firm - (2/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(9/9/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/24/2021
Uniform Investment Adviser Law Examination

Current Firm

ROVIN CAPITAL
ROVIN CAPITAL
FINANCIAL ADVISORY CORPORATION | ROVIN CAPITAL LLC | ROVIN CAPITAL

CRD#: 152662 / SEC#: 801-71109

RIA
Registered Investment Advisory firm - (2/24/2010 Approved)
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Contact information

Main Address
1 N. Macdonald Suite 201, Mesa, AZ 85201
Mailing Address
P.o. Box 31840, Mesa, AZ 85275
Phone number
(480) 739-2110
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR ROVIN CAPITAL (6/5/2025)

Regulatory assets under management

Total Number of Accounts2,034
AUM (Assets Under Management)$ 710,734,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROVIN CAPITAL

ROVIN CAPITAL

CRD#: 152662Mesa, AZ 85201

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