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DP

Daniel E. Pellerito

J. WOOD CAPITAL ADVISORS
SANTA ROSA, CA 95404
Some features on this profile are disabled
CRD#: 7261739
DP

Professional summary

Daniel Eric Pellerito, who also goes by Daniel Pellerito, Danny Pellerito, is a registered financial professional currently at J. WOOD CAPITAL ADVISORS LLC located in Santa Rosa, California.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2025. Daniel has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel Pellerito | Danny Pellerito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Eric Pellerito's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 18, 2025 - Present

J. WOOD CAPITAL ADVISORS LLC

Office #1: 1820 Calistoga Road, Santa Rosa, CA 95404
BD
CRD#: 169097
SANTA ROSA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/25/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/18/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/2/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JW
J. WOOD CAPITAL ADVISORS LLC
J. WOOD CAPITAL ADVISORS LLC

CRD#: 169097 / SEC#: , 8-69348

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
PREMIUM
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Contact information

Main Address
1820 Calistoga Road, Santa Rosa, CA 95404
Mailing Address
1820 Calistoga Road, Santa Rosa, CA 95404
Phone number
(415) 577-5305
Established
California since 08/30/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WOOD, JASON MATTHEWCEO, CCO2780461
BATISTA, GREGORY J.CHIEF LEGAL OFFICER6662766
GRIMM, LINDA STEINMANNFINOP1970620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J. WOOD CAPITAL ADVISORS LLC

CRD#: 169097Santa Rosa, CA 95404

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