Annie E. Stiles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Annie Estella Stiles, who also goes by Annie E Meitzler, Annie E Stiles, Annie Ellen Stiles, was a registered financial professional .
Annie is a previously registered financial professional and started their career in finance in 1981. Annie had worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2019 - November 11, 2021
VICUS CAPITAL, INC.
July 31, 2012 - December 20, 2014
CAPITAL PLANNING ADVISORY GROUP INC
November 14, 2011 - July 16, 2012
TRIAD ADVISORS LLC
June 23, 2011 - July 17, 2012
PRESTIGE WEALTH MANAGEMENT GROUP, LLC
June 9, 2011 - November 29, 2011
LPL FINANCIAL LLC
June 9, 2011 - November 29, 2011
LPL FINANCIAL LLC
January 9, 1997 - May 26, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 1991 - May 26, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 1981 - January 1, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VICUS CAPITAL, INC.
CRD#: 116021 / SEC#: 801-60628
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICUS CAPITAL, INC.
CRD#: 116021 / SEC#: 801-60628
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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