Jeanette S. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanette Schwarz Young, CFP®, who also goes by Jeanette Anne Schwarz, was a registered financial professional .
Jeanette is a previously registered financial professional and started their career in finance in 1981. Jeanette had worked at 11 firms and has passed the Series 63, SIE, Series 15, Series 3, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2014 - October 16, 2014
CAPITAL PATH SECURITIES, LLC
June 6, 2011 - August 29, 2019
KENSINGTON CAPITAL CORP.
March 26, 2008 - June 30, 2014
CAPITAL PATH SECURITIES, LLC
August 25, 2005 - January 3, 2007
CRESTA CAPITAL STRATEGIES, LLC
August 9, 2004 - September 23, 2004
ARJENT LTD.
January 23, 2001 - February 21, 2008
S.G. MARTIN SECURITIES LLC
January 19, 1999 - February 5, 2001
CREATIVE CAPITAL MANAGEMENT CORPORATION
April 12, 1995 - October 25, 1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
March 24, 1995 - January 25, 1999
FLAGSHIP SECURITIES, INC.
April 25, 1994 - April 3, 1995
THE HIGHLAND CAPITAL GROUP, INC.
January 1, 1989 - February 22, 1994
GOLDIS FINANCIAL GROUP, INC.
March 23, 1981 - September 12, 1988
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 12/6/1982
Foreign Currency Options ExaminationCurrent Firm
CAPITAL PATH SECURITIES, LLC
CRD#: 104363 / SEC#: , 8-52824
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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