Richard H. Pozar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Henry Pozar was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1981. Richard had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1988 - June 21, 1990
ADAMS SECURITIES, INC.
June 16, 1988 - August 9, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
September 3, 1986 - December 10, 1987
J. W. GANT & ASSOCIATES, INC.
June 2, 1986 - August 18, 1986
WILSON-DAVIS & CO., INC.
April 2, 1985 - July 25, 1986
TIDD, LACKEY AND CO., INC.
December 8, 1983 - March 25, 1985
PAULSON INVESTMENT COMPANY LLC
June 30, 1983 - November 23, 1983
A. G. EDWARDS & SONS, INC.
May 6, 1982 - July 1, 1983
HAMMERBECK AND COMPANY, INC.
February 11, 1982 - April 1, 1982
AMERICAN WESTERN SECURITIES, INC.
March 23, 1981 - February 12, 1982
BELFORD HAMMERBECK, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADAMS SECURITIES, INC.
CRD#: 16688 / SEC#: , 8-36609
Contact information
Documents
Red Flags
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