Dillon B. Rawson

IRON GATE GLOBAL ADVISORS

North Salt Lake, UT 84054

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CRD#: 7260481

Professional summary

Dillon Brock Rawson, who also goes by Dillon Rawson, is a registered financial advisor currently at IRON GATE GLOBAL ADVISORS located in North Salt Lake, Utah.

Dillon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Dillon has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dillon Rawson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dillon Brock Rawson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2024 - Present

IRON GATE GLOBAL ADVISORS

Office #1: 960 North 400 East, North Salt Lake, UT 84054

RIA

CRD#: 111177

North Salt Lake, UT

Past

May 16, 2023 - May 28, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Sandy, UT

Past

January 23, 2023 - May 28, 2024

MORGAN STANLEY

CRD#: 149777

Sandy, UT

Past

August 19, 2022 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Sandy, UT

Past

August 18, 2022 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Past

January 11, 2022 - August 4, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

September 5, 2020 - August 1, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IRON GATE GLOBAL ADVISORS

AMUSSEN, HUNSAKER & ASSOCIATES INCORPORATED | IRON GATE GLOBAL ADVISORS, LLC | IRON GATE GLOBAL ADVISORS | AMUSSEN, HUNSAKER & ASSOCIATES, LLC

CRD#: 111177 / SEC#: 801-110310

RIA

Registered Investment Advisory firm - (4/19/2017 Approved)

California

Registered Investment Advisory firm - (6/7/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/8/2017 Terminated)

Utah

Registered Investment Advisory firm - (5/8/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/14/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/4/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/28/2020

Securities Industry Essentials Examination

Current Firm

IRON GATE GLOBAL ADVISORS

AMUSSEN, HUNSAKER & ASSOCIATES INCORPORATED | IRON GATE GLOBAL ADVISORS, LLC | IRON GATE GLOBAL ADVISORS | AMUSSEN, HUNSAKER & ASSOCIATES, LLC

CRD#: 111177 / SEC#: 801-110310

RIA

Registered Investment Advisory firm - (4/19/2017 Approved)

California

Registered Investment Advisory firm - (6/7/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/8/2017 Terminated)

Utah

Registered Investment Advisory firm - (5/8/2017 Terminated)

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Contact information

Main Address

960 North 400 East, North Salt Lake, UT 84054

Mailing Address

Phone number

(888) 591-0334

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRON GATE GLOBAL ADVISORS (5/1/2025)

Regulatory assets under management

Total Number of Accounts	2,925
AUM (Assets Under Management)	$ 1,059,413,573

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/07/2025	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dillon B. Rawson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dillon Brock Rawson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

IRON GATE GLOBAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2021

Series 63

Date: 9/14/2020

Series 7TO

Date: 9/4/2020

SIE

Date: 8/28/2020

Current Firm

IRON GATE GLOBAL ADVISORS

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

IRON GATE GLOBAL ADVISORS

TRUST BUT VERIFY

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