TR
Trevor S. Rupp
724 CAPITAL
Archbold, OH 43502
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CRD#: 7260406
TR
Professional summary
Trevor Seth Rupp, who also goes by Trevor Rupp, is a registered financial advisor currently at 724 CAPITAL, LLC located in Archbold, Ohio and INDEPENDENT FINANCIAL GROUP, LLC located in Fort Wayne, Indiana.
Trevor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Trevor has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Trevor Rupp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) BURR OAK GOLF CLUB POSITION: Pro Shop Attendant NATURE: This is a local public golf course. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2023 ADDRESS: 3491 N Parma Rd, Parma MI 49269, United States DESCRIPTION: I will work inside the pro shop checking golfers in and taking their money that they pay for greens fees, carts, and any snacks, drinks, or merchandise they need. I take tee times over the phone and organize carts and groupings, as well as managing employees in charge of washing and putting away carts when golfers finish. I restock fridges, coolers, and food as needed. (2) CIG FINANCIAL POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2024 ADDRESS: 219 N. Defiance Street, Archbold OH 43502, United States DESCRIPTION: Provide clients with financial advisory services. 724 CAPITAL, LLC POSITION: Independent Contractor NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 219 N. Defiance Street, Archbold OH 43502, United States DESCRIPTION: Provide investment advice, manage investment accounts
CRS (Client Relationship Summary) - RIA
Click below to view Trevor Seth Rupp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2024 - Present
724 CAPITAL, LLC
Office #1: 219 N Defiance St., Archbold, OH 43502RIA
CRD#: 318170
Archbold, OH
Current
April 25, 2024 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1910 St. Joe Center Road Suite 25, Fort Wayne, IN 46825RIA
BD
CRD#: 7717
FORT WAYNE, IN
Past
March 10, 2023 - April 26, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
LANSING, MI
Past
January 10, 2023 - April 26, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
LANSING, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
7C
724 CAPITAL, LLC
724 CAPITAL, LLC | MINISTRY PARTNERS ADVISORY | KCT FINANCIAL | CIG FINANCIAL SERVICES | 724 STEWARDSHIP CONSULTING
CRD#: 318170 / SEC#: 801-123098
RIA
Registered Investment Advisory firm - (1/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(4/25/2024)
RR
Michigan(4/25/2024)
RR
Ohio(4/25/2024)
IAR
Ohio(5/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/10/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
7C
724 CAPITAL, LLC
724 CAPITAL, LLC | MINISTRY PARTNERS ADVISORY | KCT FINANCIAL | CIG FINANCIAL SERVICES | 724 STEWARDSHIP CONSULTING
CRD#: 318170 / SEC#: 801-123098
RIA
Registered Investment Advisory firm - (1/21/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Lansing, MI
Mailing Address
Phone number
(517) 256-4319
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,818 |
| AUM (Assets Under Management) | $ 225,885,389 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
724 CAPITAL, LLC
CRD#: 318170Archbold, OH 43502TRUST BUT VERIFY
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