Lee A. Nysted

SEACREST WEALTH MANAGEMENT

Lake Bluff, IL

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CRD#: 726033

Professional summary

Lee Allen Nysted, who also goes by Lee A Nysted, is a registered financial advisor currently at SEACREST WEALTH MANAGEMENT, LLC located in Lake Bluff, Illinois.

Lee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Lee has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lee A Nysted

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RENTAL PROPERTY; INVESTMENT RELATED; ARUBA, NV; OWNER; START DATE 4/2012; 0 HRS PER MONTH. 2. LEE NYSTED MUSIC, NON INVESTMENT-RELATED, LAKE BLUFF IL, MUSIC SALE ONLINE, 0 HRS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Allen Nysted's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2016 - Present

SEACREST WEALTH MANAGEMENT, LLC

RIA

CRD#: 147092

Lake Bluff, IL

Past

January 1, 2008 - September 3, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LAKE FOREST, IL

Past

January 1, 2008 - September 3, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LAKE FOREST, IL

Past

May 7, 2002 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

LAKE FOREST, IL

Past

May 3, 2002 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

LAKE FOREST, IL

Past

July 6, 1999 - April 29, 2002

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

December 10, 1993 - July 2, 1999

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

September 30, 1988 - January 1, 1994

MESIROW INVESTMENT SERVICES, INC.

CRD#: 15113

Past

July 5, 1984 - October 11, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

March 23, 1981 - June 29, 1984

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/16/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/1989

General Securities Principal Examination

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

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Contact information

Main Address

3000 Westchester Avenue Suite 206, Purchase, NY 10577

Mailing Address

Phone number

(914) 502-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEACREST WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	3,945
AUM (Assets Under Management)	$ 1,561,182,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lee A. Nysted

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lee Allen Nysted's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

CIBC WORLD MARKETS CORP.

MESIROW FINANCIAL, INC.

MESIROW INVESTMENT SERVICES, INC.

LEHMAN BROTHERS INC.

BLUNT ELLIS & LOEWI INCORPORATED

Primary Firm SEC Registration

SEACREST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/1998

Series 63

Date: 4/16/1981

SIE

Date: 9/3/2015

Series 7

Date: 3/21/1981

Series 24

Date: 1/30/1989

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEACREST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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