Sherman G. Goodrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherman Gray Goodrich was a registered financial professional .
Sherman is a previously registered financial professional and started their career in finance in 1981. Sherman had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - January 18, 2024
FRANKLIN DISTRIBUTORS, LLC
May 9, 2019 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
June 1, 1993 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
February 12, 1992 - June 1, 1993
TEMPLETON FUNDS DISTRIBUTOR, INC.
August 6, 1990 - January 30, 1992
HUNTINGTON INVESTMENTS, INC.
September 6, 1985 - April 5, 1990
IVY DISTRIBUTORS, INC.
August 2, 1982 - November 13, 1985
WEH FINANCIAL, INC.
March 23, 1981 - August 10, 1982
AMERICAN BIRTHRIGHT TRUST MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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