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NZ

Neil R. Zalewski

REGISTER FINANCIAL ASSOCIATES
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 7259656
NZ

Professional summary

Neil Robert Joseph Zalewski is a registered financial professional currently at REGISTER FINANCIAL ASSOCIATES, INC. located in Atlanta, Georgia.

Neil is registered as a RR (Registered Representative) and started their career in finance in 2023. Neil has worked at 2 firms and has passed the Series 7TO, Series 99TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Neil Robert Joseph Zalewski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2025 - Present

REGISTER FINANCIAL ASSOCIATES, INC.

Office #1: 3500 Lenox Road Suite 1700, Atlanta, GA 30326
BD
CRD#: 30568
Atlanta, GA
Past

August 30, 2023 - January 6, 2025

STONEX FINANCIAL INC.

BD
CRD#: 45993
BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 8/9/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 8/30/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 7/20/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

RF
REGISTER FINANCIAL ASSOCIATES, INC.
REGISTER & AKERS INVESTMENTS, INC. | REGISTER INVESTMENTS, INC. | REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568 / SEC#: , 8-45012

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3500 Lenox Road Suite 1700, Atlanta, GA 30326
Mailing Address
3500 Lenox Road Suite 1700, Atlanta, GA 30326
Phone number
(404) 364-2180
Established
Georgia since 07/01/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REGISTER, GEORGE ROBERTCEO/CHIEF COMPLIANCE OFFICER373031
REGISTER, SCOTT EDWARDPRESIDENT, FINOP, ROSFP, CFO, PFO, POO5239767

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGISTER FINANCIAL ASSOCIATES, INC.

CRD#: 30568Atlanta, GA 30326

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