Scott Hackl

STONEHAVEN WEALTH & TAX SOLUTIONS

APPLETON, WI 54914

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CRD#: 7259598

Professional summary

Scott Hackl is a registered financial advisor currently at STONEHAVEN WEALTH & TAX SOLUTIONS located in Appleton, Wisconsin.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Scott has worked at 3 firms and has passed the Series 66, SIE and Series 7TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EVANGELICAL CATHOLIC, 6602 NORMANDY LANE, FLR 2, MADISON, WI, BOARD MEMBER OF A NON-PUBLIC ENTITY, 06/01/19, NIR, 2/MO- 1/TRADING 2) STEPHEN AND LAUREL BROWN FOUNDATION 365 EAST CAMPUS MALL, STE 200, MADISON, WI, BOARD MEMBER OF A NON-PUBLIC ENTITY, 05/17/21, NIR, 16 HR/YR- 15/TRADING HR. 3) HACKL FINANCIAL, 540 S Westland Drive, Appleton WI 54914, 08/14/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, APPROX. 10% OF TIME DURING THE MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Hackl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2024 - Present

STONEHAVEN WEALTH & TAX SOLUTIONS

Office #1: 540 South Westland Drive, Appleton, WI 54914

RIA

CRD#: 332731

APPLETON, WI

Past

November 18, 2020 - October 31, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Appleton, WI

Past

July 28, 2020 - October 31, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Appleton, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEHAVEN WEALTH & TAX SOLUTIONS

STONEHAVEN WEALTH & TAX SOLUTIONS | STONEHAVEN WEALTH & TAX SOLUTIONS, LLC

CRD#: 332731 / SEC#: 801-131172

RIA

Registered Investment Advisory firm - (10/8/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(10/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2020

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/28/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 7/17/2020

General Securities Representative Examination

Current Firm

STONEHAVEN WEALTH & TAX SOLUTIONS

STONEHAVEN WEALTH & TAX SOLUTIONS | STONEHAVEN WEALTH & TAX SOLUTIONS, LLC

CRD#: 332731 / SEC#: 801-131172

RIA

Registered Investment Advisory firm - (10/8/2024 Approved)

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Contact information

Main Address

540 South Westland Drive, Appleton, WI 54914

Mailing Address

Phone number

(920) 882-0427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONEHAVEN WEALTH & TAX SOLUTIONS DISCLOSURE BROCHURE (2/6/2025)

Regulatory assets under management

Total Number of Accounts	856
AUM (Assets Under Management)	$ 153,732,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott Hackl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Hackl's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEHAVEN WEALTH & TAX SOLUTIONS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

STONEHAVEN WEALTH & TAX SOLUTIONS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2020

SIE

Date: 7/28/2020

Series 7TO

Date: 7/17/2020

Current Firm

STONEHAVEN WEALTH & TAX SOLUTIONS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEHAVEN WEALTH & TAX SOLUTIONS

TRUST BUT VERIFY

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