Makayla D. Vazquez

OLIVER LUXXE ASSETS

GLADSTONE, NJ 07934

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CRD#: 7259474

Professional summary

Makayla Dale Vazquez is a registered financial advisor currently at OLIVER LUXXE ASSETS LLC located in Gladstone, New Jersey.

Makayla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Makayla has worked at 3 firms and has passed the Series 65, Series 63, Series 31, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Makayla Dale Vazquez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2025 - Present

OLIVER LUXXE ASSETS LLC

Office #1: 10 Lackawanna Ave Suite 9, Gladstone, NJ 07934

RIA

CRD#: 169588

GLADSTONE, NJ

Past

August 13, 2024 - January 28, 2025

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FLORHAM PARK, NJ

Past

December 17, 2022 - August 2, 2024

LAZARD ASSET MANAGEMENT SECURITIES LLC

CRD#: 129119

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLIVER LUXXE ASSETS LLC

BETH ADVISORS, LLC | OLIVER LUXXE ASSETS LLC

CRD#: 169588 / SEC#: 801-78786

RIA

Registered Investment Advisory firm - (11/18/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/17/2023

Futures Managed Funds Examination

General Industry/Product Exam

Series 7TO

Date: 12/17/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/7/2022

Securities Industry Essentials Examination

Current Firm

OLIVER LUXXE ASSETS LLC

BETH ADVISORS, LLC | OLIVER LUXXE ASSETS LLC

CRD#: 169588 / SEC#: 801-78786

RIA

Registered Investment Advisory firm - (11/18/2013 Approved)

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Contact information

Main Address

10 Lackawanna Ave Suite 9, Gladstone, NJ 07934

Mailing Address

P.o. Box 141, Gladstone, NJ 07934

Phone number

(908) 741-4884

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (11/17/2025)

Regulatory assets under management

Total Number of Accounts	1,554
AUM (Assets Under Management)	$ 864,222,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Makayla D. Vazquez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Makayla Dale Vazquez's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLIVER LUXXE ASSETS LLC

UBS FINANCIAL SERVICES INC.

LAZARD ASSET MANAGEMENT SECURITIES LLC

Primary Firm SEC Registration

OLIVER LUXXE ASSETS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2025

Series 63

Date: 1/19/2023

Series 31

Date: 2/17/2023

Series 7TO

Date: 12/17/2022

SIE

Date: 10/7/2022

Current Firm

OLIVER LUXXE ASSETS LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLIVER LUXXE ASSETS LLC

TRUST BUT VERIFY

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