Donald Owen Taylor
Professional Summary
Donald Owen Taylor is a registered financial advisor currently at TRENDZ ADVISORS located in Knoxville, Tennessee and TRUSTFIRST located in Knoxville, Tennessee. Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Donald has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 27, Series 53 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
TRENDZ ADVISORS | TRENDZ ADVISORS, INC.
Contact Information
Main Address
5908 Toole Drive Suite A, Knoxville, TN 37919Phone Number
(865) 583-7390# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
85AUM (Assets Under Management)
$38,670,759Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/25/2015)
(7/30/2010)
(1/23/1998)
(12/19/2018)
(1/10/1997)
(7/11/2007)
(11/7/1995)
(7/27/2010)
(10/4/2017)
(1/12/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1981About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Donald Owen Taylor's CRS (Customer Relationship Summary).
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FLAGSHIP HARBOR ADVISORS, LLC
