Archibald R. Hoxton

HOXTON PLANNING & MANAGEMENT

Shepherdstown, WV 25443

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CRD#: 7259439

Professional summary

Archibald Robinson Hoxton V, CFP®, who also goes by Archibald Hoxton, Archie Hoxton, Quin Hoxton, is a registered financial advisor currently at HOXTON PLANNING & MANAGEMENT, LLC located in Shepherdstown, West Virginia.

Archibald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Archibald has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Archibald Hoxton | Archie Hoxton | Quin Hoxton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) VOLUNTEER WITH THE CFP BOARD COMPETENCY STANDARDS COMMISSION. I EVALUATE THE ADEQUACY OF THE CFP BOARD COMPETENCY STANDARDS FOR CURRENT CFP'S AND CANDIDATES. START DATE: 01/2023. APPROXIMATELY FOUR HOURS PER MONTH DEVOTED TO THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Archibald Robinson Hoxton V's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 17, 2023 - Present

HOXTON PLANNING & MANAGEMENT, LLC

Office #1: 8530 Shepherdstown Pike, Shepherdstown, WV 25443

RIA

CRD#: 319087

Shepherdstown, WV

Past

August 4, 2020 - January 19, 2023

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Malvern, PA

Past

July 13, 2020 - January 19, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOXTON PLANNING & MANAGEMENT, LLC

CRD#: 319087 / SEC#: 801-123434

RIA

Registered Investment Advisory firm - (3/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

West Virginia
(2/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/13/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/30/2020

Securities Industry Essentials Examination

Current Firm

HOXTON PLANNING & MANAGEMENT, LLC

CRD#: 319087 / SEC#: 801-123434

RIA

Registered Investment Advisory firm - (3/14/2022 Approved)

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Contact information

Main Address

8530 Shepherdstown Pike, Shepherdstown, WV 25443

Mailing Address

Phone number

(304) 876-2619

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR HOXTON PLANNING & MANAGEMENT, LLC (2/28/2025)

Regulatory assets under management

Total Number of Accounts	1,236
AUM (Assets Under Management)	$ 491,558,229

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Archibald R. Hoxton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Archibald Robinson Hoxton V's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOXTON PLANNING & MANAGEMENT, LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

HOXTON PLANNING & MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2020

Series 7TO

Date: 7/13/2020

SIE

Date: 5/30/2020

Current Firm

HOXTON PLANNING & MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOXTON PLANNING & MANAGEMENT, LLC

TRUST BUT VERIFY

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