Cayden Norton

TEMPUS WEALTH PLANNING

Irvine, CA 92618

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CRD#: 7259403

Professional summary

Cayden Norton, who also goes by Cayden Clarke Norton, is a registered financial advisor currently at TEMPUS WEALTH PLANNING, LLC located in Irvine, California.

Cayden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Cayden has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cayden Clarke Norton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MOSLEY INSURANCE & FINANCIAL SERVICES, INC. - INVESTMENT RELATED - ANAHEIM, CA - INSURANCE SALES - LICENSED AGENT - 01/2023 - 20 HRS/WK DURING TRADING - SELLING LIFE INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cayden Norton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 26, 2023 - Present

TEMPUS WEALTH PLANNING, LLC

Office #1: 100 Spectrum Center Drive Suite 1070, Irvine, CA 92618

RIA

CRD#: 285349

Irvine, CA

Past

February 7, 2023 - December 14, 2023

MOSLEY WEALTH MANAGEMENT, INC.

RIA

CRD#: 318592

ANAHEIM, CA

Past

September 14, 2022 - January 25, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

IRVINE, CA

Past

May 25, 2022 - January 25, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TEMPUS WEALTH PLANNING, LLC

SSJ LLC | TEMPUS WEALTH PLANNING, LLC

CRD#: 285349 / SEC#: 801-108462

RIA

Registered Investment Advisory firm - (11/7/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/25/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/10/2022

Securities Industry Essentials Examination

Current Firm

TEMPUS WEALTH PLANNING, LLC

SSJ LLC | TEMPUS WEALTH PLANNING, LLC

CRD#: 285349 / SEC#: 801-108462

RIA

Registered Investment Advisory firm - (11/7/2016 Approved)

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Contact information

Main Address

100 Spectrum Center Drive Suite 1070, Irvine, CA 92618

Mailing Address

Phone number

(949) 393-2525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,620
AUM (Assets Under Management)	$ 506,514,848

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cayden Norton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cayden Norton's CRS (Customer Relationship Summary).

Certified licenses

Experience

TEMPUS WEALTH PLANNING, LLC

MOSLEY WEALTH MANAGEMENT, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

TEMPUS WEALTH PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2022

Series 7TO

Date: 5/25/2022

SIE

Date: 5/10/2022

Current Firm

TEMPUS WEALTH PLANNING, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TEMPUS WEALTH PLANNING, LLC

TRUST BUT VERIFY

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