Samuel A. Thompson
Professional summary
Samuel Alexander Thompson III, who also goes by Samuel Alexander Thompson, is a registered financial advisor currently at SUMMIT ASSET MANAGEMENT LLC located in Memphis, Tennessee.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Samuel has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Alexander Thompson III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2004 - Present
SUMMIT ASSET MANAGEMENT LLC
Office #1: 5100 Wheelis Dr. Suite 107, Memphis, TN 38117January 24, 2000 - June 21, 2002
JOHN HANCOCK DISTRIBUTORS LLC
March 26, 1981 - May 17, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 26, 1981 - May 17, 1999
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
SUMMIT ASSET MANAGEMENT LLC
CRD#: 109606 / SEC#: 801-56221
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2004)
Exams
Current Firm
SUMMIT ASSET MANAGEMENT LLC
CRD#: 109606 / SEC#: 801-56221
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,477 |
| AUM (Assets Under Management) | $ 938,920,408 |
Red Flags
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Company Information
SUMMIT ASSET MANAGEMENT LLC
CRD#: 109606Memphis, TN 38117TRUST BUT VERIFY
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