Laura A. O'neil

INVESTMENT LEADERSHIP

Forest, VA 24551

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CRD#: 7258958

Professional summary

Laura Ann O'neil is a registered financial advisor currently at INVESTMENT LEADERSHIP, LLC located in Forest, Virginia.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Laura has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shamrock Construction Enterprises, Inc. Not investment related; 801 Lake Vista Drive Forest, VA 24551; Residential Construction; Administrative and Office Manager; Start June 1994; 20-25 Hours/Month; 0 during trading hours; administrative tasks and office management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ann O'neil's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2020 - Present

INVESTMENT LEADERSHIP, LLC

Office #1: 14805 Forest Road Suite 226, Forest, VA 24551

RIA

CRD#: 167352

Forest, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2020

Uniform Investment Adviser Law Examination

Current Firm

INVESTMENT LEADERSHIP, LLC

HIGH NET WORTH GROUP, LLC | TUNSTALL CAPITAL MANAGEMENT LLC | INVESTMENT LEADERSHIP, LLC

CRD#: 167352 / SEC#:

Maryland

Registered Investment Advisory firm - (2/26/2025 Terminated)

Texas

Registered Investment Advisory firm - (10/2/2017 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (5/17/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

14805 Forest Road Suite 226, Forest, VA 24551

Mailing Address

Phone number

(434) 525-5250

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	232
AUM (Assets Under Management)	$ 73,106,540

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura A. O'neil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ann O'neil's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT LEADERSHIP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2020

Current Firm

INVESTMENT LEADERSHIP, LLC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INVESTMENT LEADERSHIP, LLC

TRUST BUT VERIFY

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