Samuel D. Harrison

FAMILY INVESTMENT CENTER | Planning Consultant

Gilbert, AZ

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CRD#: 7258138

Professional summary

Samuel Dean Harrison, CFP®, who also goes by Sam Harrison, Samuel Harrison, is a registered financial advisor currently at FAMILY INVESTMENT CENTER located in Gilbert, Arizona.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Samuel has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Biography

I seek to help all of my clients with their financial planning needs to the best of my abilities, and I believe in the process of continual improvement. As such, I strive to be constantly learning and growing so that I can better serve both prospective and existing clients. I also believe that everyone deserves to be treated with dignity, respect, and the highest level of professional service, regardless of their level of financial acumen. I seek to develop lasting relationships with clients.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Harrison | Samuel Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TeddyMD LLC employs me for 3-5 hours per week as their operations and finance manager. I provide strategic guidance, inventory management, and basic bookkeeping. I am paid salary. The company sells bottles of Tired Teddies Sleep Aid For Kids online.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Dean Harrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

University of Georgia

Master of Science (MS) - Financial Planning

2021

Brigham Young University

Bachelor of Science (BS) - Business Management (Entrepreneurship)

2012

Experience

Current

April 19, 2023 - Present

FAMILY INVESTMENT CENTER

RIA

CRD#: 113799

Gilbert, AZ

Past

July 8, 2022 - April 25, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CHANDLER, AZ

Past

April 14, 2022 - April 22, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CHANDLER, AZ

Past

August 14, 2020 - March 26, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

CHANDLER, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FAMILY INVESTMENT CENTER

FAMILY INVESTMENT CENTER | FAMILY INVESTMENT CENTER, INC.

CRD#: 113799 / SEC#: 801-63744

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Missouri

Registered Investment Advisory firm - (1/14/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/5/2023)

IAR

Kansas
(4/19/2023)

IAR

Missouri
(4/19/2023)

IAR

Texas
(4/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/14/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/16/2020

Securities Industry Essentials Examination

Current Firm

FAMILY INVESTMENT CENTER

FAMILY INVESTMENT CENTER | FAMILY INVESTMENT CENTER, INC.

CRD#: 113799 / SEC#: 801-63744

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

Missouri

Registered Investment Advisory firm - (1/14/2005 Terminated)

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Contact information

Main Address

3805 Beck Road, Saint Joseph, MO 64506

Mailing Address

3805 Beck Road P.o. Box 8807, St. Joseph, MO 64508-8807

Phone number

(816) 233-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE STATEMENT (10/27/2025)

Regulatory assets under management

Total Number of Accounts	2,070
AUM (Assets Under Management)	$ 595,944,398

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Samuel D. Harrison

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Dean Harrison's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Georgia

Brigham Young University

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

FAMILY INVESTMENT CENTER

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2020

Series 7TO

Date: 8/14/2020

SIE

Date: 7/16/2020

Current Firm

FAMILY INVESTMENT CENTER

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FAMILY INVESTMENT CENTER

TRUST BUT VERIFY

Contact information

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