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MA

Michael Affleck Jr.

CRD# 7257971·Registered 2020 - 2024
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Affleck Jr., who also goes by Michael Sedgwick Affleck Jr., Michael Sedgwick Affleck Jr, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2020 - 2024. Michael had worked at 4 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Sedgwick Affleck Jr., Michael Sedgwick Affleck Jr

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years registered in the securities industry

Current & Past Employments

Past

THECE WEALTH MANAGEMENTPast·CRD# 333246
RIA
Newport Beach, CA
November 7, 2024 - December 20, 2024
CORIENTPast·CRD# 319448
RIA
Newport Beach, CA
November 14, 2022 - November 27, 2024
CORIENT CAPITAL PARTNERS, LLCPast·CRD# 170920
RIA
Newport Beach, CA
June 30, 2022 - March 31, 2023
SCOTT MARSH FINANCIAL, LLCPast·CRD# 122169
RIA
Salt Lake City, UT
August 27, 2020 - September 28, 2021

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Current Firm

TW
THECE WEALTH MANAGEMENT

THECE WEALTH MANAGEMENT | THECE WEALTH MANAGEMENT, LLC

CRD#: 333246 / SEC#: 801-131327

Contact Information

Main Address

620 Newport Center Suite 500, Newport Beach, CA 92660

Phone Number

(949) 775-5115

# of Employees

8

Documents

Latest Form ADV

Part 2 Brochures

THECE WEALTH MANAGEMENT, LLC BROCHURE - NOVEMBER 6, 2024 (11/6/2024)
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MJ Anderson Capital Partners, No, 27092 Hidden Trail Road, Laguna Hills, CA 92653, Tax preparation services, Partner, Partner, 9/17/2019, 2 Hrs/month, 0 Hrs/month, Assists family with tax preparation and filing. 2) Sole proprietor information systems consultant about 5 hours per month mainly for a non-profit.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2020About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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