Robert E. Dudenhoefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Dudenhoefer SR, who also goes by Bob Dudenhoefer Sr, Robert Edward Dudenhoefer, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1966. Robert had worked at 13 firms and has passed the Series 63, Series 000, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1999 - August 20, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 12, 1998 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
May 16, 1997 - March 11, 1998
BENNETT ROSS, INC.
June 29, 1995 - February 29, 1996
SOUTHERN CAPITAL SECURITIES, INC.
December 14, 1994 - May 17, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 9, 1991 - March 20, 1993
CALTON & ASSOCIATES, INC.
August 2, 1991 - September 11, 1991
ECKARD INVESTMENT SERVICES, INC.
December 10, 1982 - April 11, 1990
CITIGROUP GLOBAL MARKETS INC.
November 26, 1979 - December 10, 1982
APACHE PROGRAMS, INC.
May 31, 1978 - June 17, 1981
ROBERT EDWARD DUDENHOEFER
January 27, 1977 - May 21, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 15, 1975 - January 20, 1977
WHITE, WELD & CO. INCORPORATED
February 4, 1966 - January 15, 1975
G. H. WALKER, LAIRD INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 2/16/1966
General Securities Principal ExaminationSeries 1
Date: 6/3/1959
Registered Representative ExaminationF04
Date: 4/21/1978
Financial Principal ExaminationSeries 40
Date: 3/22/1978
Registered Principal ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES, INC.
CRD#: 6694 / SEC#: , 8-17983
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | OWNER | |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| ELWYN, TASHTEGO SPRING | DIRECTOR | 2319098 |
| GEIS, WILLIAM CHRISTIAN | DIRECTOR | 2171250 |
| GRIGAS CALIGIURI, KARA | PRINCIPAL FINANCIAL OFFICER, FINOP | 2146027 |
| KRUCHTEN, STEPHEN EDWARD | DIRECTOR | 1645287 |
| REID, SHANNON BELVEAL | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 4815189 |
| RUST, KEITH G | PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL | 6306997 |
Disclosures
| Regulatory Event | 128 |
| Arbitration | 76 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
