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AG

Austin L. Gutknecht

SAGESPRING WEALTH PARTNERS
Clarinda, IA 51632
Some features on this profile are disabled
CRD#: 7257696
AG
Austin Lee GutknechtSAGESPRING WEALTH PARTNERS

Professional summary

Austin Lee Gutknecht is a registered financial advisor currently at SAGESPRING WEALTH PARTNERS located in Clarinda, Iowa.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Austin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Cornerstone Bank, non-investment related, 123 E Main St, Clarinda, IA 51632, Community banking, Director on the board, January of 2026, 2 hours per month outside of business hours. Approve policies, hires, and loans. Recommendations come from the bank employees like the president. 2. Various Insurance Companies, 15808 West Dodge Road, Suite 103, Clarinda, IA, 68118, United State, Non-Variable Insurance, Agent, Yes, May 2022, 1 hours, 1 hours, Life insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Lee Gutknecht's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 29, 2022 - Present

SAGESPRING WEALTH PARTNERS

Office #1: 114 W. Main Street, Clarinda, IA 51632
RIA
CRD#: 283515
Clarinda, IA
Past

July 20, 2022 - November 27, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
CLARINDA, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP

CRD#: 283515 / SEC#: 801-107971

RIA
Registered Investment Advisory firm - (7/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(9/29/2022)
IAR
Texas
(7/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/23/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/20/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/7/2022
Securities Industry Essentials Examination

Current Firm

SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP

CRD#: 283515 / SEC#: 801-107971

RIA
Registered Investment Advisory firm - (7/6/2016 Approved)
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Contact information

Main Address
801 Crescent Centre Drive Suite 600, Franklin, TN 37067
Mailing Address
Phone number
(615) 861-6100
Established
Firm type
Fiscal year end
# of Employees
180

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAGESPRING WEALTH PARTNERS - FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts10,811
AUM (Assets Under Management)$ 6,485,071,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAGESPRING WEALTH PARTNERS

CRD#: 283515Clarinda, IA 51632

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