Keith L Casey
Professional Summary
Keith L Casey, who also goes by Keith Lamar Casey, Keith Lamar Suggs, is a registered financial advisor currently at INNOVA CAPITAL MANAGEMENT, LLC located in Montgomery, Texas. Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Keith has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 3, Series 6, Series 10 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Keith Lamar Casey, Keith Lamar Suggs
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
CUSTOM MONEY MANAGER | SIMPLICITY FUNDS | INNOVA INVESTMENTS | INNOVA INVESTMENT MANAGEMENT | INNOVA CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
Montgomery, TXPhone Number
(281) 846-4170# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/21/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1981About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2000About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Keith L Casey's CRS (Customer Relationship Summary).
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