Keith L. Casey

INNOVA CAPITAL MANAGEMENT

Montgomery, TX

Some features on this profile are disabled

CRD#: 725754

Professional summary

Keith L Casey, who also goes by Keith Lamar Casey, Keith Lamar Suggs, is a registered financial advisor currently at INNOVA CAPITAL MANAGEMENT, LLC located in Montgomery, Texas.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Keith has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 3, Series 6, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Lamar Casey | Keith Lamar Suggs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Quantimetric Corporation Mr. Casey is CEO of Quantimetric Corporation. Quantimetric holds the intellectual property rights to Mr. Casey's quantitative financial research which Mr. Casey has conducted since 1973. Quantimetric Corporation also conducts some management and management consulting business to non-financial, non-profit organizations. Family Office, LLC Mr. Casey is Managing Member for Family Office, LLC. An organization which provides Family Office services. Currently Mr. Casey's family is the only client.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith L Casey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2000 - Present

INNOVA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 114810

Montgomery, TX

Past

February 11, 1989 - April 7, 1990

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

Past

January 30, 1987 - February 13, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

August 16, 1982 - May 6, 1988

USLIFE EQUITY SALES CORP.

CRD#: 7962

Past

March 18, 1981 - May 11, 1982

USLIFE EQUITY SALES CORP.

CRD#: 7962

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/21/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/2/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/17/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 6

Date: 3/16/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/9/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/1989

General Securities Principal Examination

Current Firm

INNOVA CAPITAL MANAGEMENT, LLC

CUSTOM MONEY MANAGER | SIMPLICITY FUNDS | INNOVA INVESTMENTS | INNOVA INVESTMENT MANAGEMENT | INNOVA CAPITAL MANAGEMENT, LLC

CRD#: 114810 / SEC#:

Texas

Registered Investment Advisory firm - (1/31/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Montgomery, TX

Mailing Address

Phone number

(281) 846-4170

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Keith L. Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith L Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAULSON INVESTMENT COMPANY LLC

DREXEL BURNHAM LAMBERT INCORPORATED

USLIFE EQUITY SALES CORP.

USLIFE EQUITY SALES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/21/2000

Series 63

Date: 3/2/1981

Series 7

Date: 4/25/1987

Series 3

Date: 3/17/1987

Series 6

Date: 3/16/1981

Series 10

Date: 9/9/2000

Series 24

Date: 8/14/1989

Current Firm

INNOVA CAPITAL MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

INNOVA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors