John M. Britton

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CRD#: 725753

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Martin Britton was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1981. John had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

07/2005 TO PRESENT - PERSONAL CHOICE PROPERTIES, LLC. - MEMBER/OWNER. REAL ESTATE INVESTMENT. NOT RELATED TO PERSONAL CHOICE FINANCIAL ADVISORS, LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2003 - December 31, 2023

FINANCIAL ROUNDS

RIA

CRD#: 110384

CINCINNATI, OH

Past

August 9, 1995 - November 30, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 28, 1994 - August 10, 1995

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

November 21, 1983 - January 20, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 20, 1981 - November 18, 1983

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

March 20, 1981 - November 18, 1983

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

March 20, 1981 - November 18, 1983

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL ROUNDS

FINANCIAL ROUNDS | PERSONAL CHOICE FINANCIAL, LLC | PERSONAL CHOICE FINANCIAL ADVISORS, LLC | HANSEN FINANCIAL MANAGEMENT | HANSEN CHRISTOPHER HAROLD

CRD#: 110384 / SEC#: 801-121351

RIA

Registered Investment Advisory firm - (6/1/2021 Approved)

Florida

Registered Investment Advisory firm - (6/28/2021 Terminated)

Kentucky

Registered Investment Advisory firm - (6/28/2021 Terminated)

Ohio

Registered Investment Advisory firm - (6/30/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/1/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/18/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL ROUNDS

FINANCIAL ROUNDS | PERSONAL CHOICE FINANCIAL, LLC | PERSONAL CHOICE FINANCIAL ADVISORS, LLC | HANSEN FINANCIAL MANAGEMENT | HANSEN CHRISTOPHER HAROLD

CRD#: 110384 / SEC#: 801-121351

RIA

Registered Investment Advisory firm - (6/1/2021 Approved)

Florida

Registered Investment Advisory firm - (6/28/2021 Terminated)

Kentucky

Registered Investment Advisory firm - (6/28/2021 Terminated)

Ohio

Registered Investment Advisory firm - (6/30/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/28/2021 Terminated)

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Contact information

Main Address

4555 Lake Forest Drive Ste 650, Cincinnati, OH 45242-3785

Mailing Address

Phone number

(513) 588-8080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 178,333,207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John M. Britton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FSC SECURITIES CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

UBS FINANCIAL SERVICES INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

FINANCIAL ROUNDS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1997

Series 63

Date: 6/5/1984

Series 7

Date: 2/18/1984

Series 22

Date: 6/1/1983

Series 6

Date: 3/18/1981

Current Firm

FINANCIAL ROUNDS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ROUNDS

TRUST BUT VERIFY

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