Simen E. Ruge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Simen Edin Ruge was a registered financial professional .
Simen is a previously registered financial professional and started their career in finance in 2020. Simen had worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2023 - November 13, 2024
FINANZ BUTIK CAPITAL MANAGEMENT, LLC
June 1, 2020 - July 25, 2022
OLD CITY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/26/2020
General Securities Representative ExaminationCurrent Firm
FINANZ BUTIK CAPITAL MANAGEMENT, LLC
CRD#: 325693 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
