AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JB

Jennifer D. Baker

BWS INVESTMENT MANAGEMENT
Houston, TX 77065
Some features on this profile are disabled
CRD#: 7257185
JB

Professional summary

Jennifer Diane Baker, CFP®, who also goes by Jennifer Baker, Jennifer Diane Hill, is a registered financial advisor currently at BWS INVESTMENT MANAGEMENT, LLC located in Houston, Texas.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jennifer has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jennifer Baker | Jennifer Diane Hill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2019-Present: Baker Wealth Strategies, LLC/Insurance Related/Houston, TX/Insurance Agency/Managing Member & Insurance Agent/Offer insurance products and services via unaffiliated issuers./Involves up to 50% time each month, including during traditional business hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Diane Baker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

February 4, 2025 - Present

BWS INVESTMENT MANAGEMENT, LLC

Office #1: 13100 Wortham Center Dr Third Floor, Houston, TX 77065
RIA
CRD#: 316686
Houston, TX
Past

October 30, 2021 - December 31, 2024

BWS INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 316686
HOUSTON, TX
Past

July 28, 2020 - December 7, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/4/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/28/2020
Uniform Investment Adviser Law Examination

Current Firm

BI
BWS INVESTMENT MANAGEMENT, LLC
BWS INVESTMENT MANAGEMENT, LLC | BWS INVESTMENTS

CRD#: 316686 / SEC#:

Texas
Registered Investment Advisory firm - (2/4/2025 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
13100 Wortham Center Dr Third Floor, Houston, TX 77065
Mailing Address
Phone number
(832) 534-3516
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BWS INVESTMENT MANAGEMENT, LLC

CRD#: 316686Houston, TX 77065

TRUST BUT VERIFY

Monitor Jennifer Baker

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Casey Alan Mack
Casey MackAdvisorCheck Check Mark
THE SUM
IAR
The Woodlands, TX
Darren Dindinger
Darren DindingerAdvisorCheck Check Mark
ALLWORTH FINANCIAL, L.P.
IAR
RR
Orting, WA
LW
Li-e WangAdvisorCheck Check Mark
TRANSAMERICA FINANCIAL ADVISORS, LLC
RR
Houston, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.