Hayden K. Lee

REMOTIV / FINANCIAL SOUNDINGS

MACCLENNY, FL

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CRD#: 7256998

Professional summary

Hayden Kathleen Lee, who also goes by Hayden Kathleen Kilpatrick, Hayden Lee, is a registered financial advisor currently at REMOTIV / FINANCIAL SOUNDINGS located in Macclenny, Florida.

Hayden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Hayden has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hayden Kathleen Kilpatrick | Hayden Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

First Coast Realty of Jacksonville 925 N. 3rd St. Jacksonville Beach, FL 32250 Real Estate, Realtor, 11/2017, 0 hours, 0 hours I am only keeping my license active for personal use only including buying and selling personal real estate and for referral services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hayden Kathleen Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2021 - Present

REMOTIV / FINANCIAL SOUNDINGS

RIA

CRD#: 146082

MACCLENNY, FL

Past

October 7, 2020 - November 3, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

JACKSONVILLE, FL

Past

July 24, 2020 - October 22, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REMOTIV / FINANCIAL SOUNDINGS

CRD#: 146082 / SEC#: 801-69584

RIA

Registered Investment Advisory firm - (9/19/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/12/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/17/2020

Securities Industry Essentials Examination

Current Firm

REMOTIV / FINANCIAL SOUNDINGS

CRD#: 146082 / SEC#: 801-69584

RIA

Registered Investment Advisory firm - (9/19/2008 Approved)

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Contact information

Main Address

3350 Virginia Street 2nd Floor, Coconut Grove, FL 33133-5336

Mailing Address

Phone number

(786) 697-0839

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REMOTIV LLC BROCHURE FOR FINANCIAL INSTITUTIONS 2025 (3/27/2025)

REMOTIV LLC BROCHURE FOR INDIVIDUAL RETIREMENT ACCOUNT HOLDERS 2025 (3/27/2025)

REMOTIV LLC BROCHURE FOR INDIVIDUALS UNDER A RETIREMENT PLAN (3/27/2025)

REMOTIV LLC BROCHURE FOR RETIREMENT PLAN FIDUCIARIES 2025 (3/27/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hayden K. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hayden Kathleen Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

REMOTIV / FINANCIAL SOUNDINGS

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

REMOTIV / FINANCIAL SOUNDINGS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2020

Series 7TO

Date: 3/12/2024

SIE

Date: 7/17/2020

Current Firm

REMOTIV / FINANCIAL SOUNDINGS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

REMOTIV / FINANCIAL SOUNDINGS

TRUST BUT VERIFY

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