Matthew J. Vinson
Professional summary
Matthew Julian Vinson, who also goes by Matthew VInson, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2020. Matthew has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Julian Vinson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2024 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202May 18, 2021 - September 17, 2024
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 6, 2021 - April 6, 2021
TRANSAMERICA CAPITAL, LLC
September 3, 2020 - November 11, 2020
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2024)
(9/16/2024)
(9/16/2024)
Exams
Series 7TO
Date: 4/13/2024
General Securities Representative ExaminationSeries 6TO
Date: 9/3/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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