William A. Frayser

ORIA CAPITAL

MIDDLEBURG, VA 20117

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CRD#: 725637

Professional summary

William Ashby Frayser III, who also goes by William Ashby Frayser Lll, Frayser, is a registered financial advisor currently at ORIA CAPITAL, LLC located in Middleburg, Virginia.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. William has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 5 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Ashby Frayser Lll | Frayser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ashby Frayser III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2003 - Present

ORIA CAPITAL, LLC

Office #1: 111 East Washington Street Suite 102, Middleburg, VA 20117

RIA

CRD#: 126836

MIDDLEBURG, VA

Past

November 12, 1999 - April 24, 2001

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

May 6, 1998 - December 31, 1998

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

May 22, 1996 - December 9, 1997

BRANCH, CABELL & CO., INC.

CRD#: 6820

RICHMOND, VA

Past

August 22, 1990 - May 21, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 8, 1988 - August 18, 1990

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 16, 1987 - February 1, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

June 20, 1984 - January 2, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

March 10, 1982 - May 14, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

October 16, 1981 - December 21, 1981

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

March 17, 1981 - August 18, 1981

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1996

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/19/1992

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 10/16/1981

Interest Rate Options Examination

Current Firm

ORIA CAPITAL, LLC

ORIA CAPITAL, LLC | RIVER CITY ADVISORS. LLC | RIVER CITY ADVISORS, 'LLC'

CRD#: 126836 / SEC#:

Florida

Registered Investment Advisory firm - (2/7/2024 Approved)

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Contact information

Main Address

111 East Washington Street Suite 102, Middleburg, VA 20117

Mailing Address

111 East Washington Street, Suite 102 Po Box 536, Middleburg, VA 20117

Phone number

+1 (804) 551-8380

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William A. Frayser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ashby Frayser III's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPHTHAL & CO., INC.

EQUITY SERVICES, INC.

BRANCH, CABELL & CO., INC.

LEHMAN BROTHERS INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

E. F. HUTTON & COMPANY INC

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1998

Series 63

Date: 5/29/1996

Series 7

Date: 5/21/1996

Series 3

Date: 9/19/1992

Series 5

Date: 10/16/1981

Current Firm

ORIA CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

ORIA CAPITAL, LLC

TRUST BUT VERIFY

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