Christopher J. Mcgovern

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CRD#: 7256356

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Joseph Mcgovern was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2020. Christopher had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 7, 2023 - March 10, 2026

AGH WEALTH ADVISORS, LLC

RIA

CRD#: 146796

WICHITA, KS

Past

May 5, 2023 - May 5, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

WICHITA, KS

Past

May 5, 2023 - May 6, 2026

LPL FINANCIAL LLC

CRD#: 6413

WICHITA, KS

Past

March 4, 2021 - February 28, 2023

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WICHITA, KS

Past

November 13, 2020 - February 28, 2023

OSAIC WEALTH, INC.

CRD#: 23131

WICHITA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AGH WEALTH ADVISORS, LLC

AGH WEALTH ADVISORS, LLC | AGH WEALTH MANAGEMENT

CRD#: 146796 / SEC#: 801-69091

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/13/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/23/2020

Securities Industry Essentials Examination

Current Firm

AGH WEALTH ADVISORS, LLC

AGH WEALTH ADVISORS, LLC | AGH WEALTH MANAGEMENT

CRD#: 146796 / SEC#: 801-69091

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

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Contact information

Main Address

301 N. Main Street Suite 1700, Wichita, KS 67202

Mailing Address

Phone number

(316) 267-3220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AGH WEALTH ADVISORS, LLC FORM ADV PART 2 BROCHURE (3/2/2026)

Regulatory assets under management

Total Number of Accounts	489
AUM (Assets Under Management)	$ 456,334,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher J. Mcgovern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AGH WEALTH ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

AGH WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2021

Series 7TO

Date: 11/13/2020

SIE

Date: 6/23/2020

Current Firm

AGH WEALTH ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AGH WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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