Parker L. Thompson

SMEDLEY FINANCIAL SERVICES

Salt Lake City, UT 84111

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CRD#: 7256187

Professional summary

Parker Lee Thompson, who also goes by Parker Lee Thompson, Parker Thompson, is a registered financial advisor currently at SMEDLEY FINANCIAL SERVICES INC located in Salt Lake City, Utah and OSAIC WEALTH, INC. located in Salt Lake City, Utah.

Parker is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Parker has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Parker Lee Thompson | Parker Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PT MANAGEMENT & HOLDINGS POSITION: Owner and Manager NATURE: Rental real estate and property management on a property owned INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 3760 S Carlisle Park Pl, Unit 3, South Salt Lake UT 84119, United States DESCRIPTION: Renting out the property to tenants, managing, and maintaining the rental property 2. SMEDLEY FINANCIAL POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 03/30/2022 ADDRESS: 102 S 200 E, Suite 100, Salt Lake City UT 84110, United States DESCRIPTION: Advising and recommending insurance policies for clients 3. SMEDLEY FINANCIAL SERVICES, INC POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 03/30/2022 ADDRESS: 102 S 200 E, Suite 100, Salt Lake City UT 84110, United States DESCRIPTION: Financial planning and advising for clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parker Lee Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2022 - Present

SMEDLEY FINANCIAL SERVICES INC

Office #1: 102 S. 200 E. Suite 100, Salt Lake City, UT 84111

RIA

CRD#: 110870

Salt Lake City, UT

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 102 S. 200 E Suite 100, Salt Lake City, UT 84111-3108

RIA

CRD#: 23131

SALT LAKE CITY, UT

Past

April 29, 2022 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

SALT LAKE CITY, UT

Past

December 15, 2020 - March 23, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

SALT LAKE CITY, UT

Past

September 4, 2020 - November 12, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

AMERICAN FORK, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMEDLEY FINANCIAL SERVICES INC

CRD#: 110870 / SEC#: 801-17207

RIA

Registered Investment Advisory firm - (6/4/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Utah
(8/5/2022)

Utah
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/27/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SMEDLEY FINANCIAL SERVICES INC

CRD#: 110870 / SEC#: 801-17207

RIA

Registered Investment Advisory firm - (6/4/1982 Approved)

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Contact information

Main Address

102 S. 200 E. Suite 100, Salt Lake City, UT 84111

Mailing Address

Phone number

(801) 355-8888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SMEDLEY FINANCIAL SERVICES INC. ADV PART 2A (8/8/2025)

Regulatory assets under management

Total Number of Accounts	1,952
AUM (Assets Under Management)	$ 341,758,231

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Parker L. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Parker Lee Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

EQUITABLE ADVISORS, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

SMEDLEY FINANCIAL SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2022

Series 63

Date: 9/11/2020

Series 7TO

Date: 9/3/2020

SIE

Date: 8/27/2020

FINRA

Current Firm

SMEDLEY FINANCIAL SERVICES INC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMEDLEY FINANCIAL SERVICES INC

TRUST BUT VERIFY

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