Kenneth J. Hartos

MISSIONSQUARE RETIREMENT

Franklin Lakes, NJ

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CRD#: 7255628

Professional summary

Kenneth James Hartos, who also goes by Kenneth Hartos, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Franklin Lakes, New Jersey and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Kenneth has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Hartos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: eBay. Non-investment related. Address: eBay Inc. 2145 Hamilton Avenue San Jose, CA 95125. Nature of business: eCommerce. Position: Seller on eBay - retrogamingUSA. Start Date: 01/01/1999. Number of hours/month devoted to other business: 10; during securities trading hours 0. Duties: Listing items on eBay and then shipping the items when they sell. List used video games and sometimes other collectible items.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth James Hartos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2022 - Present

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Franklin Lakes, NJ

Current

October 19, 2022 - Present

MISSIONSQUARE INVESTMENT SERVICES

Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

CRD#: 23189

Washington, DC

Past

October 19, 2021 - October 19, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

MERRIMACK, NH

Past

October 15, 2021 - October 14, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Past

November 5, 2020 - February 12, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Franklin Lakes, NJ

Past

October 16, 2020 - February 12, 2021

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Franklin Lakes, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(11/29/2024)

IAR

Delaware
(12/5/2024)

Maine
(12/6/2024)

IAR

Maine
(12/6/2024)

IAR

Maryland
(12/2/2024)

IAR

New Hampshire
(12/4/2024)

New Jersey
(10/19/2022)

IAR

New Jersey
(10/19/2022)

IAR

New York
(11/29/2024)

IAR

Ohio
(11/29/2024)

IAR

Pennsylvania
(12/2/2024)

IAR

Rhode Island
(11/29/2024)

IAR

Vermont
(12/2/2024)

IAR

West Virginia
(12/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/19/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

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Contact information

Main Address

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240

Mailing Address

Phone number

(202) 962-4600

Established

Firm type

Fiscal year end

# of Employees

599

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GUIDED PATHWAYS ADVISORY SERVICES (10/30/2025)

INSURANCE CONTRACT SEPARATE ACCOUNT ADVISORY SERVICES (3/31/2025)

INSTITUTIONAL ASSET ALLOCATION ADVISORY SERVICES (3/31/2025)

Regulatory assets under management

Total Number of Accounts	58,580
AUM (Assets Under Management)	$ 5,959,398,729

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth J. Hartos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth James Hartos's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSIONSQUARE INVESTMENT SERVICES

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

MISSIONSQUARE RETIREMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2020

Series 7TO

Date: 10/16/2020

SIE

Date: 8/19/2020

FINRA

Current Firm

MISSIONSQUARE RETIREMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MISSIONSQUARE RETIREMENT

TRUST BUT VERIFY

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