David V. Tolley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Vankuren Tolley, who also goes by Dave Tolley, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1981. David had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2010 - December 12, 2025
INVESTMENT STRATEGY ADVISERS, LLC
May 1, 2000 - March 10, 2010
QUESTAR CAPITAL CORPORATION
October 24, 1989 - May 17, 2000
VESTAX SECURITIES CORPORATION
February 10, 1988 - October 17, 1989
MML INVESTORS SERVICES, LLC
January 3, 1986 - February 23, 1988
FSC SECURITIES CORPORATION
March 11, 1981 - January 13, 1986
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
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Exams
Current Firm
INVESTMENT STRATEGY ADVISERS, LLC
CRD#: 154581 / SEC#:
Contact information
Red Flags
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