CG
Chad Gifford
GETTINGS BUSCH WEALTH MANAGEMENT
Kokomo, IN 46902
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CRD#: 7255433
CG
Professional summary
Chad Gifford is a registered financial advisor currently at GETTINGS BUSCH WEALTH MANAGEMENT located in Kokomo, Indiana.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Chad has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Headline Reads Properties, LLC INV REL: Y ADD: Residential Address NATURE: Rent out residential properties of tenants POSITION: Partner of LLC START DATE: 02/27/23 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: 50% owner of a rental house. I will handle some of the repair work then none of the tenant facing work. Propellor Properties LLC, 20% owner, real estate related, none during trading hours, not investment related. CGBE Properties LLC 50% owner, real estate related, none during trading hours, not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Gifford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2025 - Present
GETTINGS BUSCH WEALTH MANAGEMENT
Office #1: 2705 S. Berkley Rd Sutie 1b, Kokomo, IN 46902RIA
CRD#: 306757
Kokomo, IN
Past
February 23, 2022 - February 6, 2025
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Indianapolis, IN
Past
September 1, 2021 - February 6, 2025
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Indianapolis, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GB
GETTINGS BUSCH WEALTH MANAGEMENT
AURORA FINANCIAL STRATEGIES | GETTINGS REED FINANCIAL | GETTINGS REED | GETTINGS BUSCH WEALTH MANAGEMENT | GETTINGS BUSCH WEALTH | GETTINGS BUSCH | BCGM WEALTH MANAGEMENT, LLC
CRD#: 306757 / SEC#: 801-117868
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(2/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
GB
GETTINGS BUSCH WEALTH MANAGEMENT
AURORA FINANCIAL STRATEGIES | GETTINGS REED FINANCIAL | GETTINGS REED | GETTINGS BUSCH WEALTH MANAGEMENT | GETTINGS BUSCH WEALTH | GETTINGS BUSCH | BCGM WEALTH MANAGEMENT, LLC
CRD#: 306757 / SEC#: 801-117868
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
672 Main Street Suite 300, Lafayette, IN 47901
Mailing Address
Phone number
(765) 742-7366
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,761 |
| AUM (Assets Under Management) | $ 444,067,799 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
