BS
Brook Scardina
CRESCENT ADVISOR GROUP
Roswell, GA
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CRD#: 7255272
BS
Professional summary
Brook Scardina is a registered financial advisor currently at CRESCENT ADVISOR GROUP, INC. located in Roswell, Georgia.
Brook is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Brook has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
White Oak Capital Holdings, Inc. Investment related. 5925 Carnegie Blvd. #110, Charlotte, NC 28209. Commercial Real Estate Lending. Managing Partner. January 2021. 180 hours/month, majority during trading hours. Investment Consulting.
CRS (Client Relationship Summary) - RIA
Click below to view Brook Scardina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2024 - Present
CRESCENT ADVISOR GROUP, INC.
RIA
CRD#: 115974
Roswell, GA
Past
August 26, 2021 - March 23, 2022
ST. JOHN & ASSOCIATES, INC.
RIA
CRD#: 124778
ROSWELL, GA
Past
November 6, 2020 - November 16, 2021
CRESCENT WEALTH ADVISORY, LLC
RIA
CRD#: 151156
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(2/27/2024)
Current Firm
CA
CRESCENT ADVISOR GROUP, INC.
CASTLE FINANCIAL, LLC. | VALAD PLUS INVESTMENT ADVISORS | LOWELL WEALTH MANAGEMENT | INTEGRITY CAPITAL ADVISORY, LLC | HAST FINANCIAL GROUP | CRESCENT ADVISOR GROUP, INC.
CRD#: 115974 / SEC#: 801-127131
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)California
Registered Investment Advisory firm - (2/8/2023 Terminated)Florida
Registered Investment Advisory firm - (1/9/2023 Terminated)Illinois
Registered Investment Advisory firm - (1/9/2023 Terminated)Indiana
Registered Investment Advisory firm - (1/10/2023 Terminated)Texas
Registered Investment Advisory firm - (1/9/2023 Terminated)Virginia
Registered Investment Advisory firm - (12/10/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4975 Preston Park Blvd. Suite 820, Plano, TX 75093
Mailing Address
Phone number
(972) 490-0150
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 282,987,504 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
