BB
Braedon G. Bayer
CETERA INVESTMENT ADVISERS LLC | Financial Consultant
POUGHKEEPSIE, NY
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CRD#: 7255199
BB
Professional summary
Braedon Gregory Bayer, who also goes by Braedon Bayer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Poughkeepsie, New York and CETERA ADVISORS LLC located in Fort Lauderdale, Florida.
Braedon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Braedon has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
As an Financial Consultant at Fidelity Investments, I strive to help clients work towards their financial goals. I do so by gaining a deep understanding of my clients and their situation, then utilizing Fidelity's vast tools and resources to collaboratively create and implement a customized financial plan to meet their needs.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Braedon Bayer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: OMNI FINANCIAL ADVISORY GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Braedon Gregory Bayer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Siena College
Graduate Certificate - Quantitative Analytics
2019
Syracuse University
Bachelor of Economics - Economics
2018
Experience
Current
February 26, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #3: 2455 E. Sunrise Blvd Suite 414, Fort Lauderdale, FL 33304RIA
CRD#: 105644
POUGHKEEPSIE, NY
Current
April 19, 2023 - Present
CETERA ADVISORS LLC
Office #1: 2455 E. Sunrise Blvd Suite 414, Fort Lauderdale, FL 33304BD
CRD#: 10299
FORT LAUDERDALE, FL
Past
April 20, 2023 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
November 9, 2020 - April 18, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Past
September 3, 2020 - April 7, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
FT. LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2024)
RR
Arizona(1/3/2024)
RR
Connecticut(1/3/2024)
RR
Delaware(1/3/2024)
RR
Florida(4/19/2023)
IAR
Florida(2/26/2024)
RR
Louisiana(1/3/2024)
RR
Massachusetts(1/3/2024)
RR
New Jersey(1/3/2024)
RR
New York(4/19/2023)
IAR
New York(3/21/2024)
RR
North Carolina(1/3/2024)
RR
Pennsylvania(1/3/2024)
RR
South Carolina(1/3/2024)
RR
Virginia(1/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/3/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
Financial ConsultantCRD#: 105644Poughkeepsie, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
