Patrick R. Davis

SEQUENTIS CAPITAL LLC

Boston, MA 02108

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CRD#: 725504

Professional summary

Patrick Ronald Davis is a registered financial advisor currently at SEQUENTIS CAPITAL LLC located in Boston, Massachusetts.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Patrick has worked at 8 firms and has passed the Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Ronald Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2023 - Present

SEQUENTIS CAPITAL LLC

Office #1: One Boston Place 201 Washington St 26th Floor, Boston, MA 02108

RIA

CRD#: 298533

Boston, MA

Past

April 1, 2019 - January 27, 2023

INTEGRATED WEALTH CONCEPTS LLC

RIA

CRD#: 284656

WALTHAM, MA

Past

October 22, 2013 - April 1, 2019

M3 ADVISORY GROUP, LLC

RIA

CRD#: 156208

NEEDHAM HEIGHTS, MA

Past

January 23, 2009 - May 3, 2011

NEW ENGLAND SECURITIES

CRD#: 615

WELLESLEY, MA

Past

January 29, 2003 - July 1, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

August 23, 2002 - February 4, 2003

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 7, 2002 - August 8, 2002

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

October 15, 1999 - May 23, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

November 5, 1998 - October 12, 1999

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

March 11, 1981 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 11, 1981 - August 3, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/20/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/22/2009

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 7/1/1982

Direct Participation Programs Representative Examination

Current Firm

SEQUENTIS CAPITAL LLC

CRD#: 298533 / SEC#: 801-114148

RIA

Registered Investment Advisory firm - (8/7/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (6/24/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

One Boston Place 201 Washington St 26th Floor, Boston, MA 02108

Mailing Address

Phone number

(617) 419-7133

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	145
AUM (Assets Under Management)	$ 87,669,381

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick R. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Ronald Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED WEALTH CONCEPTS LLC

M3 ADVISORY GROUP, LLC

NEW ENGLAND SECURITIES

LPL FINANCIAL LLC

NEW ENGLAND SECURITIES

SIGNATOR INVESTORS, INC.

NEW ENGLAND SECURITIES

MUTUAL SERVICE CORPORATION

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/20/2009

Series 6

Date: 1/22/2009

Series 22

Date: 7/1/1982

Current Firm

SEQUENTIS CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEQUENTIS CAPITAL LLC

TRUST BUT VERIFY

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