RN
Rayce W. Nunley
CATALYST WEALTH MANAGEMENT LLC
CONROE, TX
Some features on this profile are disabled
CRD#: 7254818
RN
Professional summary
Rayce Wayne Nunley, who also goes by Rayce Wayne Nunley, Rayce Nunley, is a registered financial advisor currently at CATALYST WEALTH MANAGEMENT LLC located in Conroe, Texas and INNOVATION PARTNERS LLC located in Houston, Texas.
Rayce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Rayce has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rayce Wayne Nunley | Rayce Nunley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rayce Wayne Nunley is a registered representative. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Catalyst Wealth Management LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of Catalyst Wealth Management LLC in such individual's outside capacity. Rayce Wayne Nunley is a licensed insurance agent. This activity creates a conflict of interest since there is an incentive to recommend insurance products based on commissions or other benefits received from the insurance company, rather than on the client's needs. Additionally, the offer and sale of insurance products by supervised persons of Catalyst Wealth Management LLC are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. Catalyst Wealth Management LLC addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. Catalyst Wealth Management LLC periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. Catalyst Wealth Management LLC will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Catalyst Wealth Management LLC's supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies. Rayce Wayne Nunley is the owner of Whack Apparel. This is a social media-based t-shirt brand. Mr. Nunley will work 2hoursper week on this activity. This business does not offer investment opportunities.
CRS (Client Relationship Summary) - RIA
Click below to view Rayce Wayne Nunley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2024 - Present
CATALYST WEALTH MANAGEMENT LLC
RIA
CRD#: 329586
CONROE, TX
Current
April 17, 2024 - Present
INNOVATION PARTNERS LLC
Office #1: 1880 S Dairy Ashford Rd, Houston, TX 77077RIA
BD
CRD#: 146344
Houston, TX
Past
June 30, 2022 - April 19, 2024
GWN SECURITIES INC.
RIA
CRD#: 128929
HOUSTON, TX
Past
June 30, 2022 - April 19, 2024
GWN SECURITIES INC.
BD
CRD#: 128929
HOUSTON, TX
Past
September 21, 2020 - June 29, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
HOUSTON, TX
Past
June 15, 2020 - June 29, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CATALYST WEALTH MANAGEMENT LLC
CATALYST WEALTH MANAGEMENT LLC
CRD#: 329586 / SEC#: 801-129834
RIA
Registered Investment Advisory firm - (4/4/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/29/2024)
RR
Texas(4/17/2024)
IAR
Texas(4/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/13/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CATALYST WEALTH MANAGEMENT LLC
CATALYST WEALTH MANAGEMENT LLC
CRD#: 329586 / SEC#: 801-129834
RIA
Registered Investment Advisory firm - (4/4/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1880 S Dairy Ashford Road Ste 300, Houston, TX 77077
Mailing Address
Phone number
(832) 657-7735
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,373 |
| AUM (Assets Under Management) | $ 47,712,891 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
