Matthew D. Smith

OPUS FINANCIAL SOLUTIONS LLC

Denver, CO

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CRD#: 7254763

Professional summary

Matthew David Smith, who also goes by Matthew Smith, is a registered financial advisor currently at OPUS FINANCIAL SOLUTIONS LLC located in Denver, Colorado.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Matthew has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE and Series 50 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2025 - Present

OPUS FINANCIAL SOLUTIONS LLC

RIA

CRD#: 282311

Denver, CO

Past

October 3, 2023 - March 27, 2025

PARALEL DISTRIBUTORS

CRD#: 316115

Denver, CO

Past

January 1, 2021 - September 13, 2023

PFM FUND DISTRIBUTORS, INC.

CRD#: 114474

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPUS FINANCIAL SOLUTIONS LLC

OPUS FINANCIAL SOLUTIONS LLC | OPUS FINANCIAL SOLUTIONS, LLC

CRD#: 282311 / SEC#: 801-121841

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

Colorado

Registered Investment Advisory firm - (8/5/2021 Terminated)

Illinois

Registered Investment Advisory firm - (1/8/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/8/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/28/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/30/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 12/17/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 11/8/2018

Municipal Advisor Representative Qualification Exam

Current Firm

OPUS FINANCIAL SOLUTIONS LLC

OPUS FINANCIAL SOLUTIONS LLC | OPUS FINANCIAL SOLUTIONS, LLC

CRD#: 282311 / SEC#: 801-121841

RIA

Registered Investment Advisory firm - (7/23/2021 Approved)

Colorado

Registered Investment Advisory firm - (8/5/2021 Terminated)

Illinois

Registered Investment Advisory firm - (1/8/2016 Terminated)

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Contact information

Main Address

1121 Warren Avenue, Suite 230, Downers Grove, IL 60515

Mailing Address

Phone number

(331) 777-5449

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

091225 ADV PART 2 BROCHURE OPUS FINANCIAL SOLUTIONS LLC (9/12/2025)

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 125,250,884

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew D. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARALEL DISTRIBUTORS

PFM FUND DISTRIBUTORS, INC.

Primary Firm SEC Registration

OPUS FINANCIAL SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/2021

Series 7TO

Date: 10/28/2023

Series 6TO

Date: 12/30/2020

SIE

Date: 12/17/2020

Series 50

Date: 11/8/2018

Current Firm

OPUS FINANCIAL SOLUTIONS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPUS FINANCIAL SOLUTIONS LLC

TRUST BUT VERIFY

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