Matthew D. Smith
Professional summary
Matthew David Smith, who also goes by Matthew Smith, was a registered financial advisor .
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Matthew had worked at 4 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE and Series 50 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2026 - Present
March 27, 2025 - September 8, 2026
OPUS FINANCIAL SOLUTIONS LLC
October 3, 2023 - March 27, 2025
PARALEL DISTRIBUTORS
January 1, 2021 - September 13, 2023
PFM FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/3/2026)
Exams
What does exam status mean?
Series 7TO
Passed: 10/28/2023
General Securities Representative ExaminationSeries 6TO
Passed: 12/30/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
