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Chad M. Schmerling

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CRD#: 7254448
CS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chad Michael Schmerling was a registered financial professional .

Chad is a previously registered financial professional and started their career in finance in 2020. Chad had worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 4, 2021 - August 1, 2022

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

BD
CRD#: 282266
New York, NY
Past

August 23, 2021 - August 1, 2022

FLOW TRADERS U.S. LLC

BD
CRD#: 150780
NEW YORK, NY
Past

January 4, 2021 - August 23, 2021

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

BD
CRD#: 282266
New York, NY
Past

June 8, 2020 - January 4, 2021

FLOW TRADERS U.S. LLC

BD
CRD#: 150780
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/16/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 8/11/2020
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/8/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/18/2020
Securities Industry Essentials Examination

Current Firm

FT
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

CRD#: 282266 / SEC#: , 8-69711

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Mailing Address
1114 Avenue Of The Americas 4th Floor, New York, NY 10036
Phone number
(917) 210-5000
Established
Delaware since 11/12/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FLOW TRADERS U.S. HOLDING LLCMEMBER
DIMITRI, AARON MICHAELOPERATING COMMITTEE MEMBER6806548
JOSE, KYLE WCHIEF COMPLIANCE OFFICER6078303
LEARY, TIMOTHY PATRICKCFO/FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER6567942
STUSH, WILLIAM DOPERATING COMMITTEE MEMBER2903013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC

CRD#: 282266

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