John A. Volle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alan Volle was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2008 - February 29, 2012
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
September 25, 1997 - November 28, 2006
SOLID FINANCIAL INVESTMENT SERVICES CORPORAITON
May 3, 1994 - October 13, 1995
AMERICAN GENERAL EQUITY SERVICES CORPORATION
July 21, 1993 - November 2, 1993
NATCITY INSURANCE SERVICES, INC.
July 29, 1991 - November 25, 1991
BROWNSTONE CAPITAL CORP.
March 10, 1988 - February 6, 1990
JACQUES-MILLER INVESTMENT COMPANY
April 27, 1987 - March 16, 1988
FSC SECURITIES CORPORATION
September 2, 1986 - May 1, 1987
E. F. HUTTON & COMPANY INC
August 31, 1983 - September 11, 1986
FSC SECURITIES CORPORATION
February 23, 1981 - September 7, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
CRD#: 128904 / SEC#: , 8-66183
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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